Archive for September, 2015

Passing FINRA Regulatory Exams: My experience with the Series 3 and Series 34 tests

Recently I came to a point in my trading career where managing significant amounts of third party trading capital became a necessity. Managing personal, family-and-friends and small amounts of third party capital – as allowed by law before registration in the US for example – has been enough for me up until now but now […]

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